VENTURE LENDING & LEASING IX, INC.
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(Name of Issuer)
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Common Shares, $0.001 par value
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(Title of Class of Securities)
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None
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(CUSIP Number)
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May 2, 2018
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Date of Event Which Requires Filing of this Statement
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☐ |
Rule 13d-1(b)
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☒ |
Rule 13d-1(c)
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Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS:
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
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University of Notre Dame du Lac
35-0868188
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
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(b) ☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Indiana
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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7,609
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED
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7,609
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐ |
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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7.6%
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12
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TYPE OF REPORTING PERSON
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EP
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Item 1(a) |
Name of Issuer: VENTURE LENDING & LEASING IX, INC.
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Item 1(b) |
Address of Issuer’s Principal Executive Offices:
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Item 2(a) |
Name of Persons Filing:
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Item 2(b) |
Address of Principal Business Office, or if None, Residence:
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Item 2(c) |
Citizenship:
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Item 2(d) |
Title of Class of Securities: Common
Shares, $0.001 par value
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Item 2(e) |
CUSIP Number: None.
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Item 3 |
Not Applicable.
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Item 4(a) |
Amount beneficially owned:
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Item 4(b) |
Percent of class: 7.6%
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Item 4(c) |
Number of shares as to which such person has:
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(i) |
Sole power to vote or to direct the vote: 0
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(ii)
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Shared power to vote or to direct the vote:
7,609
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(iii)
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Sole power to dispose or to direct the disposition of: 0
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(iv) |
Shared power to dispose or to direct the disposition of: 0
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Item 5 |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities check the following ☐
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Item 6 |
Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable.
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Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable.
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Item 8 |
Identification and Classification of Members of the Group: Not Applicable.
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Item 9 |
Notice of Dissolution of Group: Not Applicable.
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Item 10 |
Certifications:
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February 13, 2019
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(Date)
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/s/ Mark C. Krcmaric
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(Signature)
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Mark C. Krcmaric
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Managing Director & Chief Operating Officer
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(Name/Title)
University of Notre Dame du Lac
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/s/ Mark C. Krcmaric
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Name: | Mark C. Krcmaric | |
Title: |
Managing Director & Chief Operating Officer
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Member:
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University of Notre Dame du Lac |
/s/ Timothy Dolezal
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Witness:
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Timothy Dolezal |
/s/ Stephanie Pries
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Witness:
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Stephanie Pries |
/s/ Laura L. Leblang
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Notary Public, St. Joseph County
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My commission expires January 9, 2024.
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